US SEC revokes staff's authority to launch formal probes, notice says
The U.S. Securities and Exchange Commission has decided to formally revoke enforcement staff's authorization to formally ...
Scioto Post16h
AEP to Pay $19M for Role in HB 6 Scandal, SEC Confirms
COLUMBUS, OH – American Electric Power (AEP) will pay $19 million to settle an investigation by the Securities and Exchange ...
bdnews24.com10d
ACC raids Securities and Exchange Commission to probe irregularities, corruption
The Anti-Corruption Commission, or ACC, has raided the Bangladesh Securities and Exchange Commission, or SEC, the capital ...
Compliance Week17h
Firm, two execs fined, including ex-CCO, for misappropriating $220K, SEC alleges
Two executives at New York-based Momentum Advisors, including the firm's chief compliance officer, allegedly misappropriated more than $220,000, the Securities and Exchange Commission said.
The Punch Newspapers5d
SEC warns public against investing in Pro-Vest, others
The Securities and Exchange Commission ... operate in any capacity in the Nigerian capital market,” SEC stated. Similarly, the commission cautioned against engaging with My Share, which operates ...
Kraken says US SEC to dismiss lawsuit against the cryptocurrency exchange
Kraken, one of the world's largest cryptocurrency exchanges, said on Monday the U.S. Securities and Exchange Commission ...
USA Today4d
US securities regulator files to dismiss lawsuit against Coinbase
The U.S. Securities ... Commission on Thursday filed to dismiss its lawsuit against Coinbase COIN.O, the largest U.S. cryptocurrency exchange, putting an end to a legal battle as the regulator moves ...