Two Wall Street titans are shelling out a combined $60 million to the U.S. Securities and Exchange Commission for allegedly serving their own interests at the detriment of clients.
Wall Street firms including Blackstone , Apollo Capital Management and Carlyle have agreed to pay more than $63 million for violating U.S. Securities and Exchange Commission rules over record-keeping,
Discover the Tuttle Capital Congressional Trading ETF, an actively managed fund offering exposure to stocks influenced by U.S.
The U.S. Securities and Exchange Commission (SEC) is set to collect $63.1 million in fines from nine investment advisers and three broker-dealers over the use of unapproved communication methods.
Wariness is passé on Wall Street. Cautious uncertainty over lingering inflation and geopolitical turbulence have been replaced by giddiness over the deregulatory bonanza financial firms expect President Donald Trump’s administration to deliver.
The only danger, from Wall Street’s perspective, is that the Trump team’s MAGA instincts and chaotic approach prevent a deregulatory boom. One appointment is emblematic of the coming shift. Gary Gensler,
Trump’s executive orders included overhauls to U.S. trade policy and declaring a national emergency at the southern border.
The pendulum is fast moving back in favour of business as the incoming US president fills the world’s most powerful economic roles.
The Oracle of Omaha's secret portfolio contains 120 securities -- one of which is a historically cheap AI stock.
Israel online trading platform eToro has made a confidential filing with the US Securities and Exchange Commission (SEC) for a Wall Street IPO, "The Financial Times" reports. As reported last month by "Globes," the planned company valuation for the flotation is $5 billion.
Why has the US short-seller, Hindenburg Research, which stung such corporate empires as Gautam Adani’s, shut shop? ‘We shook some empires that we felt needed shaking’, says its founder Nathan Anderson.