Wall Street giant avoids penalties as regulator ends yearlong review of interest treatment on idle client cash.

While Wells Fargo and Merrill Lynch paid $60 million for a ‘cash sweep’ Securities and Exchange Commission violation in February, Morgan Stanley will see no penalty from the SEC over the firm ...

Similar legal filings accuse Morgan Stanley, Merrill Lynch and several other broker-dealers of exploiting sweep arrangements to generate “massive revenue at the expense of unsuspecting clients,” Jim ...

A decision by the Securities and Exchange Commission to close an investigation into the cash sweep program at Morgan Stanley ...

Morgan Stanley will see no penalty from the Securities and Exchange Commission over the bank’s cash sweep program, the New York City-based lender disclosed Monday in its quarterly report.

May 6 (Reuters) - The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's (MS.N), opens new tab cash sweep program for advisory accounts and will not pursue ...

FILE PHOTO: People exit the headquarters of the U.S. Securities and Exchange Commission (SEC) in Washington, D.C. 33,714 people played the daily Crossword recently. Can you solve it faster than ...

Morgan Stanley said the Securities and Exchange Commission’s enforcement division closed its investigation into the company’s cash sweep practices and doesn’t intend to recommend an ...

(Reuters) -The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley’s cash sweep program for advisory accounts and will not pursue enforcement action, the Wall ...