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SEC commissioner Hester Peirce confirms that the agency will be pro-crypto
The US Securities and Exchange Commission (SEC) is reversing years of hostility toward crypto thanks to president Donald ...
What Is the SEC Hiding?
The U.S. Court of Appeals for the 9th Circuit will hear oral arguments regarding the Securities and Exchange Commission's (SEC) gag rule on Thursday. The ...
JD Supra1h
SEC Brings Enforcement Actions for Failures to Timely File Form D
On December 20, 2024, the Securities and Exchange Commission (the “SEC”), announced settled charges against two private ...
Impacts2d
An Investment Manager’s Guide to Comply with SEC Filings
Investment managers already juggle client relationships, market trends, and fund performance—you wouldn’t want the added ...
JD Supra4h
SEC’s “Crypto Road Trip” Begins after a Week of Executive Action Crypto - Task Force priorities outlined: regulatory clarity on the agenda
Offering reform – The Task Force is exploring working with the SEC staff to recommend to the Commission modifications to existing paths to registration, including Regulation A and Regulation ...
SEC Whistleblower Program: What to Expect Under the Trump Administration
The Trump administration will likely impact the SEC whistleblower program in terms of a change in its enforcement priorities, ...
Envoy Technologies, a Blink Charging Subsidiary, Files Registration Statement for Proposed Initial Public Offering of Shares
Blink Charging Co. (NASDAQ: BLNK) (“Blink”), a leading global owner, operator, provider and manufacturer of electric vehicle (EV) charging equipment and services, has announced that it has publicly ...
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Record number of new companies registered with SEC in 2024
The Securities and Exchange Commission (SEC) said Tuesday it registered over 52,000 new companies in 2024, an all-time high, ...