Vanguard to Pay More Than $100M to Resolve SEC Violations
The SEC’s order finds that Vanguard’s disclosures failed to warn investors about tax risks tied to fund redemptions.
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SEC sues Elon Musk, accusing him of withholding info that cost Twitter investors millions
The Securities and Exchange Commission on Tuesday filed a lawsuit against Elon Musk, alleging the X owner misled shareholders about his Twitter stock purchases in 2022. The suit alleges Musk ...
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Will Solana ETFs Join Bitcoin and Ethereum? Experts Say SEC Just Entered 'New Territory'
The SEC acknowledged an application for a spot Solana ETF on Thursday, signaling that the agency’s framework for crypto ...
SEC lawyers exempt from Trump list demand in possible firing reprieve, memo says
U.S. Securities and Exchange Commission lawyers may be exempt from a demand by the Trump administration asking for a list of staff who are still on probation, according to a memo seen by Reuters, in a ...
SEC seeks more time to mull options on Ethereum ETFs
The filing was a response to Nasdaq ISE’s July request for permission to list options contracts for BlackRock’s iShares ...