The company’s practice of moving brokerage clients’ uninvested cash into low-paying sweep accounts was under scrutiny.

While Wells Fargo and Merrill Lynch paid $60 million for a "cash sweep" violation earlier this year, Morgan Stanley was ...

The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's cash sweep program for advisory ...

Wall Street giant avoids penalties as regulator ends yearlong review of interest treatment on idle client cash.

The agency concluded its probe into the bank’s interest rate-related program. The bank still faces an investigation from a ...

Morgan Stanley is among a long list of wealth managers facing questions about whether their handling of uninvested cash is ...

The U.S. Securities and Exchange Commission has officially closed its yearlong investigation into Morgan Stanley’s cash sweep practices in advisory accounts—without recommending any ...

Morgan Stanley plans to add crypto trading to E-Trade in 2024 to help retail investors access digital assets amid regulatory ...

US SEC ends inquiry into Morgan Stanley's cash sweep program with no enforcement action The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's cash sweep ...

May 6 (Reuters) - The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's (MS.N), opens new tab cash sweep program for advisory accounts and will not pursue ...

Morgan Stanley will see no penalty from the Securities and Exchange Commission over the bank’s cash sweep program, the New York City-based lender disclosed Monday in its quarterly report.

In what may be viewed as a pre-emptive move, Morgan Stanley raised its advisory sweep interest rate from 0.01% to roughly 2% as of August 1, 2024—joining other firms aiming to ease regulatory tensions ...