Principal-Protected Notes are anything but protected FINRA says, and the SRO wants to make sure brokerages are making that clear to investors. In a regulatory notice this month, FINRA warned firms ...

Retirees and those close to retiring are seeking security as well as healthy investment income, and structured products such as principal-protected notes are meeting their needs by serving up an ...

MONTREAL, Oct. 9, 2025 /CNW/ - Desjardins has won the title of Canada's Best Principal Protected Issuer, affirming its leadership in principal protected structured products. The award was given by ...

Two mutual funds that offer set payouts and principal guarantees have been launched, with more expected, but financial advisers think the guarantee is flimsy. DWS Scudder, the U.S. retail division of ...

FORT LAUDERDALE, Fla., April 11, 2011 (GLOBE NEWSWIRE) -- The Law Firm of David R. Chase, P.A., headed by a former SEC Prosecutor, alerts those customers of UBS Financial Services who purchased Lehman ...

Brinker Capital has thrown its hat into the "no downside" ring with its own offering, a series of principal protected notes that are fixed income vehicles with market participation through an equity ...

Despite the historical success of using a combination of stocks and bonds to provide downside and upside protection, investors continue to search for new investment vehicles that purport to offer ...

The options inside Structured Protection ETFs® rebalance approximately annually, offering investors a new upside cap and refreshed protection against negative returns relative to a reference asset.

There are two main ways a structured note seller can engineer a product in order to protect principal. The first is the traditional structured note format of taking the investor’s money, using some of ...

Question: What are stable-value funds? Are they like money market funds with higher yields? Answer: Stable-value funds, whose availability is limited to defined-contribution plans, such as 401(k)s, ...

Mutual fund feeds and expenses are charges that may be incurred by investors who hold mutual funds. Running a mutual fund involves costs, including shareholder transaction costs, investment advisory ...